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Download Form ADV Part 2A

Download Form ADV Part 2B

Download Form ADV3 CRS

Important Disclosures:

Our website offers general information about our services and should not be acted upon without obtaining specific advice from a qualified professional. The information provided is not intended to provide any investment, tax or legal advice; in addition, nothing on this website should be considered a solicitation for the purchase or sale of any security.

Third Party Websites:

We may utilize third party service providers to provide certain tools and/or programs, some of which may be housed on a third-party server or on a website which has been independently developed by others. As such, while accessing this website you may be linked to such other third-party servers. Access to other websites or use of any third-party tools or programs on this website are subject to all terms and conditions found therein.

Links:

Some of the information on this website is provided through linked websites. Links on this website are for informational purposes only. We do not endorse the content nor the products of these linked websites. 

Client Portals: 

Some of the material on this website is password protected. This area is restricted to authorized users only. The users in these password protected areas are responsible for any use of their password and for maintaining its confidentiality. 

General Disclosure: 

Additional information, including management fees and expenses, is provided on our Form ADV Part 2, available upon request or at the SEC’s Investment Advisor Public Disclosure site at https://adviserinfo.sec.gov/firm/summary/119661.

As with any investment strategy, there is potential for profit as well as the possibility of loss. We do not guarantee any minimum level of investment performance or the success of any portfolio or investment strategy. All investments involve risk (the amount of which may vary significantly) and investment recommendations will not always be profitable. Past performance is not a guarantee of future results.


ASSET STRATEGIES, INC. (“Asset Strategies”) is a registered investment adviser located in Avon, CT and New York, NY. The information provided on this website is for informational purposes only and is not intended to provide any investment advice or service. The contents offer general information only about ASSET STRATEGIES, INC. and its services and should not be acted upon without obtaining specific advice from a licensed professional regarding the reader’s own situation or concerns.

ASSET STRATEGIES, INC. and its representatives are in compliance with the current registration and/or notice filing requirements imposed upon SEC registered investment advisers by those states in which ASSET STRATEGIES, INC. maintains clients.

For information pertaining to the registration status of ASSET STRATEGIES, INC., please contact the SEC and/or the state securities law administrators for those states in which ASSET STRATEGIES, INC. maintains a notice filing.

A copy of ASSET STRATEGIES, INC.’s current written disclosure statement (Form ADV Part 2) discussing ASSET STRATEGIES, INC.’s business operations, services, and fees is available from ASSET STRATEGIES, INC. upon written request. ASSET STRATEGIES, INC. does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to ASSET STRATEGIES, INC.’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

ASSET STRATEGIES, INC. enters into a new client relationship only after it provides and obtains certain information. Every prospective ASSET STRATEGIES, INC. client is provided with a copy of ASSET STRATEGIES, INC.’s Privacy Notice, Form ADV Part 2A and B.